Rule: 69W-700.010 Prev   Up   Next

Rule Title: Preferred Stock or Debt Securities
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 11/15/2016
History Notes: Rulemaking Authority 517.03 FS. Law Implemented 517.081(7) FS. History–New 9-20-82, Formerly 3E-20.09, 3E-700.10, 3E-700.010, Amended 9-22-14, 11-15-16.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Development
69W-700.001
......
The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting .... 27461105 8/21/2023
Vol. 49/162
View Text Final
69W-700.010
Preferred Stock or Debt Securities 18221467 Effective:
11/15/2016
View Text Proposed
69W-700.010
The rule is proposed to be amended to delete reference to repealed rules 69W-300.002(2) and 69W-300.002(6), F.A.C., and replace them with Rule 69W-700.001(2), F.A.C. 17840548 8/4/2016
Vol. 42/151
View Text Development
69W-700.010
The rule is proposed for amendment to update references to a repealed rule. 17687191 6/24/2016
Vol. 42/123
View Text Final
69W-700.010
Preferred Stock or Debt Securities 15037830 Effective:
09/22/2014
View Text Public Meeting
69W-700.001
......
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, ....
  August 19, 2014, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
14897083 8/4/2014
Vol. 40/150
View Text Change
69W-700.001
......
Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred .... 14663798 6/10/2014
Vol. 40/112
View Text Proposed
69W-700.001
......
The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine .... 14550696 5/19/2014
Vol. 40/97
View Text Development
69W-700.001
......
The proposed amendments update the rules relating to the registration of securities. 14472805 4/22/2014
Vol. 40/78
View Text Final
69W-700.010
Preferred Stock or Debt Securities 2866949 Effective:
09/20/1982